Achieving FINRA and SEC 17a-4 Compliance with Cyera
Solution Brief
.png)
$127 million.
That’s the average enforcement cost for recordkeeping failures.
Some firms paid $500M.
When your environment includes hybrid cloud, SaaS, collaboration tools, and personal devices, risk grows quickly.
To help teams navigate FINRA and SEC 17a-4 requirements, we created a guide with practical steps for Compliance, Security, and IT leaders.
You’ll learn how to:
✔️ Map every channel
✔️ Keep up with SEC/FINRA changes
✔️ Cut compliance workload without headcount
✔️ Reduce risk by 30–70%
If 17a-4 compliance feels overwhelming, this is your roadmap.
Download the report
.avif)
