Achieving FINRA and SEC 17a-4 Compliance with Cyera

$127 million.

That’s the average enforcement cost for recordkeeping failures.

Some firms paid $500M.

When your environment includes hybrid cloud, SaaS, collaboration tools, and personal devices, risk grows quickly.

To help teams navigate FINRA and SEC 17a-4 requirements, we created a guide with practical steps for Compliance, Security, and IT leaders.

You’ll learn how to:

✔️ Map every channel

✔️ Keep up with SEC/FINRA changes

✔️ Cut compliance workload without headcount

✔️ Reduce risk by 30–70%

If 17a-4 compliance feels overwhelming, this is your roadmap.

Download the report

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